Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

2018 | 2017 | 2016 | 2015 | 2014 | Show more years

December 10, 2018
Proposed Amendments to Incorporate Swaps into Certain Compliance Rules and Interpretive Notices NFA Compliance Rule 2-4: Guidelines for the Disclosure by FCMs and IBs of Costs Associated with Futures Transactions; NFA Compliance Rule 2-6: Conducting Commodity Futures Business with an Expelled or Suspended Member or Associate; NFA Compliance Rule 2-4: Disclosure Guidelines for FCMs Offering Sweep Accounts; and NFA Compliance Rules 2-4 and 2-36: Prohibition on the Use of Certain Electronic Funding Mechanisms

December 10, 2018
Proposed Interpretive Notice NFA Compliance Rule 2-9: CPO Internal Controls Systems

December 04, 2018
Proposed Amendments to NFA's Interpretive Notice: NFA Compliance Rules 2-9, 2-36 and 2-49: Information Systems Security Programs

September 20, 2018
Proposed Amendments to NFA Financial Requirements Section 11 and Section 12 and the Related Interpretive Notice Entitled: Forex Transactions

September 11, 2018
Proposed Amendments to NFA Bylaw 1303 Regarding Default and Deemed Request to Withdraw Membership (Effective October 31, 2018)

August 21, 2018
Proposed Amendments to NFA's Interpretive Notice: NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts (Effective October 12, 2018)

July 20, 2018
Proposed Interpretive Notice: Disclosure Requirements for NFA Members Engaging in Virtual Currency Activities (Effective October 31, 2018)

June 15, 2018
Proposed Amendments to NFA Compliance Rule 2-9(c) and the Interpretive Notice: Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program (Effective July 30, 2018)

June 07, 2018
Proposed Amendments to NFA's Interpretive Notice: NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts (Effective October 12, 2018)

Subscribe to NFA Email Communications