Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

2024 | 2023 | 2022 | 2021 | 2020 | Show more years

May 20, 2024
Proposed Amendments to NFA Interpretive Notice 9031 - Standard List of Documents to be Exchanged under Section 8 of NFA's Code of Arbitration and Proposed Amendments to NFA Interpretive Notice 9032 - Standard List of Documents to be Exchanged under Section 7 of NFA's Member Arbitration Rules (Effective July 1, 2024)

May 20, 2024
Proposed Amendments to Part 3 of NFA's Compliance Rules (Effective July 1, 2024)

March 11, 2024
Proposed Amendments to Code of Arbitration and Member Arbitration Rules (Effective May 1, 2024)

March 11, 2024
Proposed Technical Amendments to NFA Bylaw 517. Public Representatives and NFA Bylaw 705. Finance Committee (Effective March 21, 2024)

February 27, 2024
Proposed Amendments to NFA Bylaw 301 and Proposed Adoption of NFA Compliance Rule 2-52: NFA Member Questionnaire Requirements and the related Interpretive Notice 9082—NFA Compliance Rule 2-52: Requirements in Connection with NFA's Member Questionnaire (Effective: October 15, 2024)