Investor Newsletters
NFA issues quarterly newsletters to provide investors with information on recent initiatives, helpful resources and upcoming events.
February 2024
Issue Highlights:
- National Consumer Protection Week
- Joint Investor Alert: Artificial Intelligence (AI) and Investment Fraud
- FINRA Investor Alert: Social Media ‘Investment Group’ Imposter Scams on the Rise
- CFTC Customer Advisory: AI Won’t Turn Trading Bots into Money Machines
- Recent Enforcement Actions
November 2023
Issue Highlights:
- Webinar: Recent Fraud Trends and Tips for Avoiding Them
- Investor Bulletin: World Investor Week 2023
- Pretexting: Fact or Fiction? (FINRA Investor Insights)
- Informed Investor Advisory: Other People’s Money Investment Scams
- Recent Enforcement Actions
August 2023
Issue Highlights:
- Military Consumer Month
- Learn more about the Derivatives Market
- Informed Investor Advisory: Seniors’ Guide to Staying Safe Online (NASAA)
- Beware Imposters Posing as CFTC Officials
- Recent Enforcement Actions
May 2023
Issue Highlights:
- Money Smart Week 2023
- Financial Literacy Month
- Informed Investor Advisory: Does Crypto Threaten Your Investment Accounts?
- Investor Alert: Exercise Caution with Crypto Asset Securities
- Investor Advisory: Beware of NFA Imposters
- Recent Enforcement Actions