Begin Enrollment Process

To gain access to NFA's Online Registration System (ORS), firms, including sole proprietors, floor brokers, and floor traders, must establish a security account and designate a security manager by completing an enrollment form. 

Floor brokers and floor traders may not designate anyone except themselves as the Security Manager.

Enrollment Form

The enrollment form should be used to establish a security account with NFA and should not be used to:

  • File a Part 4 Exemption;
  • Reset a password;
  • Add an additional Security Manager; or
  • Update or replace an existing Security Manager.

Enrollment Process

The enrollment form requests personal information about the individual that has been designated as a Security Manager and should be filled out and submitted only by the Security Manager. After the form has been completed and submitted to NFA the screen will return with a temporary password.

NFA will notify the Security Manager by email when it approves the enrollment request and will provide a User Name for the Security Manager to use along with the temporary password to log into ORS. The first time the Security Manager logs into ORS he/she will be prompted to change his/her password.