Begin Enrollment Process
To gain access to NFA's Online Registration System (ORS), firms, including sole proprietors, floor brokers, and floor traders, must establish a security account and designate a security manager by completing an enrollment form.
Floor brokers and floor traders may not designate anyone except themselves as the Security Manager.
The enrollment form should be used to establish a security account with NFA and should not be used to:
- Reset a password;
- File a Part 4 Exemption;
- Add an additional Security Manager; or
- Update or replace an existing Security Manager.
The enrollment form requests personal information about the individual that has been designated as a Security Manager and should be filled out and submitted only by the Security Manager. After the form has been completed and submitted to NFA the screen will return with a temporary password.
NFA will notify the Security Manager by letter when it approves the enrollment request and will provide a User Name for the Security Manager to use along with the temporary password to log into ORS. The first time the Security Manager logs into ORS he/she will be prompted to change his/her password.