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Tuesday, August 31, 2021 - Amended Financial Requirement Section 18 - Swap Dealer and Major Swap Participant Financial Requirements. An explanation of the amended financial requirement can be found in the August 31, 2021 rule submission letter.
SECTION 17. SWAP DEALER AND MAJOR SWAP PARTICIPANT REPORTING REQUIREMENTS.
[Adopted Effective March 21, 2017.]
Each Swap Dealer and Major Swap Participant Member must file the financial, operational, risk management and other information required by NFA in the form and manner prescribed by NFA.