Annual Reviews

NFA's Annual Review highlights NFA's financials and accomplishments for each fiscal year.

 

This publication summarizes NFA's key functions, includes NFA's FY 2022 financials and highlights milestones and achievements from NFA’s 40 years of self-regulation.


This publication includes NFA's FY 2021 financials and highlights significant staff accomplishments from the past fiscal year. This fiscal year's Annual Review is anchored by NFA's important mission and provides insight on staff's commitment to effective regulation, market integrity and culture. The report also highlights NFA's strong working relationship with other domestic and international regulators, including the CFTC.


This publication includes NFA's 2020 financials and highlights significant initiatives staff accomplished over the past fiscal year. Included in this year's report, among other things, is an overview of NFA's response to the COVID-19 pandemic, a look at diversity and inclusion initiatives, an update on NFA's collaboration with the CFTC, and information on system modernization.


This publication includes NFA's 2019 financials and highlights significant initiatives such as Swaps Proficiency Requirements, the BASIC system rebuild, regulatory programs addressing virtual currencies and cyber security, and NFA's IOSCO leadership role and collaborative regulatory efforts.


This publication includes NFA's 2018 financials and highlights NFA's 2018 long-range planning meeting, enhancements to NFA's swap dealer (SD) risk profiling system and risk-based exam process, system modernization initiatives, and NFA's focus on investor education and protection.


Additional Annual Reviews