Annual CPO Requirements

Below is a listing of certain commodity pool operator (CPO) annual requirements. This list serves as a reminder of certain yearly requirements and does not reflect all CPO responsibilities.



  • Pay NFA dues (including a $100 registration records maintenance fee for each category of registration) on the CPO's registration anniversary date.

Questionnaires and Updates

Reports and Exemptions


  • Supervise the operations of and conduct an annual onsite inspection of every Branch Office.

Testing and Training