Futures Commission Merchant (FCM) Members
A futures commission merchant (FCM) is an entity that solicits or accepts orders to buy or sell futures contracts, options on futures, retail off-exchange forex contracts or swaps, and accepts money or other assets from customers to support such orders.
To register as an FCM, visit the FCM registration page.
*FCMs that are not primarily and substantially engaged in on-exchange futures business activities must be registered as retail foreign exchange dealers (RFED) to act as the counterparty to a retail off-exchange forex transaction.
FCM Member NoticesView Notices for FCM Members
FCM Education and TrainingSee Resources for FCM Members
NFA RulebookRead Rulebook
View FCM Regulatory Obligations
Electronic Filing Systems
Access Electronic Filing Systems
View FCM Filing Requirements
View Information on FCM Examinations
Member arbitration is designed for disputes between and among NFA Members and Associates. If you are an NFA Member and your dispute involves another NFA Member, consider NFA Member arbitration.