NFA is the industrywide organization for the U.S. derivatives industry
Our Mission
NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs.
Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities.
NFA strives to cultivate a diverse, inclusive culture that benefits from the creativity and unique contributions of every staff member.
Conduct Due Diligence - BASIC
BASIC is a free tool that Members and investors can use to research the background of derivatives industry professionals. Whether you are an investor thinking about opening a futures account or an NFA Member contemplating a new business relationship, BASIC can be a valuable resource.
Access BasicEnforcement & Registration Actions
NFA has the authority to take disciplinary actions against any Member or Associate that violates its rules. If an NFA Member or Associate engages in conduct that puts customers, the futures markets, or other Members at risk, immediate action will be taken accordingly.
See Actionsabout Enforcement and Registration Actions