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Home Members FCM Regulatory Obligations Books and Records
Futures Commission Merchant (FCM) Regulatory Obligations
Futures Commission Merchant (FCM) Regulatory Obligations
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Books and Records

NFA Compliance Rule 2-10 and CFTC Regulation 1.31 require each NFA Member to maintain and have available for inspection at its main business, certain records that support and explain its activities. All required records must be kept for five years and be readily accessible for the most recent two years.

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