Swap Dealer (SD) Members

SD News


A swap dealer (SD) is an entity that holds itself out as a dealer in swaps; makes a market in swaps; regularly enters into swaps with counterparties as an ordinary course of business for its own account; or engages in any activity causing the entity to be commonly known in the trade as a dealer or market maker in swaps. See CFTC Regulation 1.3 for exceptions and limitations.

Currently, there are no major swap participant (MSP) Members. To register as an SD, visit the SD registration page.

Regulatory Obligations

View SD Regulatory Obligations

Learn More about SD Regulatory Obligations

Electronic Filing Systems

Access NFA's Electronic Filing Systems

Access NFAs Electronic Filing System

Filing Requirements

View Information about SD Filing Requirements

Learn More about SD Filing Requirements


View Information on SD Examinations

Learn More about SD Examinations

Access the SD registry for a list of SDs and their CFTC registration status.