Swap Dealer (SD) Members

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A swap dealer (SD) is an entity that holds itself out as a dealer in swaps; makes a market in swaps; regularly enters into swaps with counterparties as an ordinary course of business for its own account; or engages in any activity causing the entity to be commonly known in the trade as a dealer or market maker in swaps. See CFTC Regulation 1.3 (ggg) for exceptions and limitations.

Currently, there are no major swap participant (MSP) Members. To register as an SD, visit the SD registration page.

Regulatory Obligations

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Electronic Filing Systems

Access NFA's Electronic Filing Systems

Access NFAs Electronic Filing System

Filing Requirements

View Information about SD Filing Requirements

Learn More about SD Filing Requirements

Examinations

View Information on SD Examinations

Learn More about SD Examinations

Member arbitration is designed for disputes between and among NFA Members and Associates. If you are an NFA Member and your dispute involves another NFA Member, consider NFA Member arbitration.

Access the SD registry for a list of SDs and their CFTC registration status.