Comment Letters
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RIN 3038-AC95
August 8, 2011
Notice of Proposed Rulemaking - Adaption of Regulations to Incorporate Swaps/RIN No. 3038-AD53
June 17, 2011
File No. 4-626; Comment Request on Existing Private and Public Efforts to Educate Investors
June 3, 2011
Registration of Intermediaries (RIN 3038-AD50 and Part 3)
April 12, 2011
Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations (RIN No. 3033-AD30)
April 11, 2011
Requirements for Processing, Clearing, and Transfer of Customer Positions (RIN 3038-AC98)
March 9, 2011
Publication of Systems of Records Managed by the Commodity Futures Trading Commission
March 8, 2011
RIN 3038-AD18
February 22, 2011
Definitions: RIN 3038-AD06
January 24, 2011
RIN 3038-AC95
January 18, 2011
RIN 3038-AD99; Protection of Cleared Swaps Customers Before and After Commodity Broker Bankruptcies
January 18, 2011
Implementation of Conflict of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers RIN number 3038-AC96
January 18, 2011
RIN 3038-AC96 and CCO Designation