Notices to Members
View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.
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December 20, 2021
I-21-44: Effective date for amendment to exclude certain associated persons from the Branch Office Manager Examination requirement
January 25, 2021
I-21-04: Final Reminder: Compliance Date for NFA's Swaps Proficiency Requirements is January 31, 2021
January 5, 2021
I-21-01: Reminder: Compliance Date for NFA's Swaps Proficiency Requirements is January 31, 2021