CPO - Notices to Members
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View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.
Use the filters below to view Notices based on date, Member category and/or topic.
December 03, 2018I-18-25: Guidance on the annual affirmation requirement for entities currently operating under an exemption from CPO or CTA registration
August 09, 2018
I-18-13: Effective date of Interpretive Notice establishing disclosure requirements for NFA Members engaging in virtual currency activities
April 05, 2018
I-18-08: Regulatory requirements reminder for CPO, CTA, FCM, FDM and IB Members
March 27, 2018
I-18-07: Reminder to update annual questionnaire regarding virtual currencies
January 18, 2018
I-18-03: Additional questions for CPOs on the annual pool financial statement
January 09, 2018
I-18-01: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration