CTA - Notices to Members
December 29, 2020
I-20-49: Notice of Annual Meeting of NFA Members and Board and Nominating Committee Election
December 8, 2020
I-20-45: Reminder: Compliance Date for NFA's Swaps Proficiency Requirements is January 31, 2021
December 1, 2020
I-20-43: Guidance on the annual affirmation requirement for entities currently operating under an exemption from CPO or CTA registration
November 20, 2020
I-20-42: Request for Public Representative Nominations for NFA's Board of Directors
November 19, 2020
I-20-41: NFA's Exemptions System updated for persons seeking registration relief pursuant to CFTC Regulation 4.13
November 12, 2020
I-20-40: Effective date for amendments to Part 3 of NFA's Compliance Rules allowing virtual hearings
November 10, 2020
I-20-38: NFA Announces Nominations Made by the 2020 Nominating Committee
October 6, 2020
I-20-37: Coronavirus Update—Expiration of Temporary Relief from Fingerprinting Requirements
October 6, 2020
I-20-36: Effective dates of amendments to NFA's Code of Arbitration and Member Arbitration Rules
October 1, 2020
I-20-35: Coronavirus Update—Relief from the On-Site Annual Inspection of Branch Offices and Guaranteed IBs
September 24, 2020
I-20-34: Executive Representative Reminder and Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2021 Regular Annual Meeting
September 17, 2020
I-20-33: NFA announces webinar to debut redesigned Annual Questionnaire
August 17, 2020
I-20-30: Effective date of amendments to the risk disclosure statement for security futures contracts
July 20, 2020
I-20-29: Coronavirus (COVID-19) Update—Extension to Relief from Fingerprinting Requirements
July 8, 2020
I-20-27: Reminder: Compliance Date for NFA's Swaps Proficiency Requirements is January 31, 2021
June 22, 2020
I-20-26: Effective date for NFA rule amendments related to NFA's penalties and other disciplinary procedures
June 2, 2020
I-20-22: Recent changes to NFA's Self-Examination Questionnaire
May 13, 2020
I-20-21: Increase in Fraudulent Phishing Emails Warrants Member Vigilance
April 27, 2020
I-20-20: Coronavirus (COVID-19) Update—Relief from Fingerprinting Requirements
April 22, 2020
I-20-18: CTA Members: Amendments to NFA Compliance Rule 2-29 and related Interpretive Notice now effective
March 23, 2020
I-20-15: Coronavirus (COVID-19) Update—Regulatory Relief for CPOs and CTAs
March 13, 2020
I-20-12: Coronavirus Update—NFA Branch Office Requirements
March 4, 2020
I-20-10: Information on Coronavirus/COVID-19
February 24, 2020
I-20-08: NFA's Board of Directors elects Maureen C. Downs to serve as Chair
February 10, 2020
I-20-05: Educational resources, common deficiencies and other important regulatory information for CPO and CTA Members
January 27, 2020
I-20-03: NFA's Swaps Proficiency Requirements now available online
January 15, 2020
I-20-02: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration
January 7, 2020
I-20-01: NFA's Swaps Proficiency Requirements become effective January 31, 2020