Proposed Rule
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Part 3 - COMPLIANCE PROCEDURES
* * *COMPLIANCE RULES
RULE 3-17. COMPOSITION OF COMMITTEES.
The Business Conduct Committee, Hearing Committee, Appeals Committee, Executive Committee, BCC Panel and Hearing Panel conducting a proceeding under these Part 3 rules shall include -
- (a) shall not include more than
(b) shall include at least one member who is not an NFA Member or Associate or employed by an NFA Member whenever the Respondent is a member of NFA's Board of Directors, the Business Conduct Committee, Hearing Committee, or Appeals Committee.