IB - Notices to Members
December 27, 2019
I-19-34: Notice of Annual Meeting of NFA Members and Board and Nominating Committee Election
November 11, 2019
I-19-23: NFA announces webinar regarding Online Registration System updates
November 1, 2019
I-19-22: Designate an NFA Swaps Proficiency Requirements Administrator online
October 16, 2019
I-19-21: Reminder: Dues surcharge for certain Member firms engaged in swaps activities effective January 1, 2020
October 11, 2019
I-19-20: NFA announces webinars for Swaps Proficiency Requirements Administrators
October 8, 2019
I-19-19: Effective Date for Updated Interpretive Notice Regarding the Supervision of Branch Offices and Guaranteed IBs
September 12, 2019
I-19-17: NFA updates FAQs related to Swaps Proficiency Requirements
March 25, 2019
I-19-09: NFA Amends Rules and Adopts Interpretive Notice Implementing Swaps Proficiency Requirements
March 12, 2019
I-19-08: FCM and IB Members—FinCEN updates list of FATF-identified jurisdictions with AML/CFT deficiencies
March 1, 2019
I-19-06: Regulatory requirements reminder for FCM, FDM and IB Members
February 25, 2019
I-19-04: NFA's Board of Directors re-elects Michael Dawley to serve as Chairman
January 15, 2019
I-19-02: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration
January 7, 2019
I-19-01: NFA Amends Interpretive Notice Regarding Information Systems Security Programs—Cybersecurity