SD - Notices to Members
December 29, 2021
I-21-46: Notice of Annual Meeting of NFA Members and Board and Nominating Committee Election
December 21, 2021
I-21-45: Effective date for amendment to NFA Financial Requirements Section 18
December 2, 2021
I-21-41: SD holiday filing requirements
December 1, 2021
I-21-39: Reminder: Increases to NFA Member swap dealer and major swap participant dues effective January 1, 2022
November 19, 2021
I-21-37: Action encouraged: Complete Firm Application and Annual Registration Update processes prior to December 3, 2021
November 19, 2021
I-21-36: Request for Public Representative Nominations for NFA's Board of Directors
November 11, 2021
I-21-35: NFA Announces Nominations Made by the 2021 Nominating Committee
October 28, 2021
I-21-33: Swap dealers may include security-based swaps when calculating initial margin on a net portfolio basis subject to certain conditions
September 23, 2021
I-21-32: Effective date for amendments regarding mandatory clearing and trade execution requirements for SDs
September 22, 2021
I-21-31: Executive Representative Reminder and Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2022 Regular Annual Meeting
September 21, 2021
I-21-30: Effective date for amendment imposing a late fee for certain SD filings and new Interpretive Notice clarifying existing SD filing requirements
September 20, 2021
I-21-29: Effective date for amendment to Financial Requirements Section 18
July 19, 2021
I-21-25: Extension of relief from the on-site annual inspection of branch offices and guaranteed IBs
July 14, 2021
I-21-23: NFA warns of fraudulent phishing emails purporting to be from NFA
July 6, 2021
I-21-22: Effective date for technical amendments regarding electronic service of process
June 22, 2021
I-21-19: NFA seeking committee members and arbitrators
June 1, 2021
I-21-17: NFA warns of fraudulent phishing emails purporting to be from NFA
May 24, 2021
I-21-16: Effective date for NFA Member swap dealer and major swap participant dues increases
March 31, 2021
I-21-14: Effective date for NFA's swap dealer capital requirements
March 24, 2021
I-21-13: Effective date for Interpretive Notice regarding Members' use of third-party service providers
March 4, 2021
I-21-11: NFA provides important additional information on fraudulent phishing emails purporting to be from NFA
March 3, 2021
I-21-10: NFA warns of fraudulent phishing emails purporting to be from NFA
February 23, 2021
I-21-09: NFA's Board of Directors re-elects Maureen C. Downs to serve as Chair
February 8, 2021
I-21-06: Educational resources, common deficiencies and other important regulatory information for SD Members
January 25, 2021
I-21-04: Final Reminder: Compliance Date for NFA's Swaps Proficiency Requirements is January 31, 2021
January 19, 2021
I-21-03: Remote Online Testing Available for Candidates Seeking to Take Futures Industry Proficiency Examinations
January 5, 2021
I-21-01: Reminder: Compliance Date for NFA's Swaps Proficiency Requirements is January 31, 2021