News & Notices | National Futures Association

CPO Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 29, 2016
I-16-32: Notice of Annual Meeting of NFA Members

December 19, 2016
I-16-31: Effective Date of Interpretive Notice to NFA Compliance Rule 2-46: Reporting Financial Information on NFA Forms PQR and PR

December 01, 2016
I-16-29: Guidance on the annual affirmation requirement for entities currently operating under an exemption from CPO or CTA registration

November 29, 2016
I-16-28: Request for Public Representative nominations for NFA's Board of Directors

November 16, 2016
I-16-26: NFA announces nominations made by the 2016 Nominating Committee

October 21, 2016
I-16-23: Access to NFA's website returns to normal

October 21, 2016
I-16-22: NFA's website affected by cyber attack on internet infrastructure provider that hosts a number of major websites

October 04, 2016
I-16-21: Executive Representative Reminder and Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2017 Regular Annual Meeting

September 27, 2016
I-16-20: Minor change to the CPO Form PQR and an important compliance reminder to CPOs and CTAs about late fees for NFA Forms PQR and PR

August 24, 2016
I-16-18: Designation of an Executive Representative for electronic voting purposes

June 21, 2016
I-16-16: Effective date of amendment to Compliance Rule 2-46: Late fee for NFA Forms PQR and PR filings

February 29, 2016
I-16-10: Self-Examination Questionnaire—Cybersecurity

February 11, 2016
I-16-08: Reminder: March 1 effective date of NFA Interpretive Notice regarding Information Systems Security Programs—Cybersecurity

January 20, 2016
I-16-05: Notice of newly elected members to NFA's Board of Directors

January 15, 2016
I-16-04: Notice of Annual Meeting

January 14, 2016
I-16-03: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

January 13, 2016
I-16-02: Enhancements to the CPO Form PQR

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