News & Notices | National Futures Association

SD Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 07, 2015
I-15-28: Legal entity identifier now included in swap dealer/major swap participant registry

December 02, 2015
I-15-27: Request for Public Director Nominations for NFA's Board of Directors

November 03, 2015
I-15-24: NFA announces nominations made by the 2015 Nominating Committee

October 23, 2015
I-15-23: NFA Adopts Interpretive Notice Regarding Information Systems Security Programs—Cybersecurity

September 23, 2015
I-15-22: Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2016 Annual Meeting

May 29, 2015
I-15-15: Proposed amendments to NFA's Articles of Incorporation relating to NFA's Governance

May 13, 2015
I-15-14: Regulatory reminder: Accurate and current business contact information and email address

March 05, 2015
I-15-11: Notice to Swap Dealers and Major Swap Participants regarding changes to NFA's EasyFile Registration Documentation Submission System

February 18, 2015
I-15-10: SD and MSP requirements – Annual Questionnaire and Business Continuity and Disaster Recovery Plan contact information

January 23, 2015
I-15-06: Notice of newly elected members to NFA's Board of Directors and 2015 Nominating Committee

January 23, 2015
I-15-05: Chief compliance officer report filing requirements for Swap Dealers and Major Swap Participants

January 20, 2015
I-15-03: Notice of Annual Meeting

January 05, 2015
I-15-01: Effective date of amendment to NFA Compliance Rule 2-4 to cover Member swap activities

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