News Releases2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | Show fewer years
April 12, 2007
For more information contact:
Karen Wuertz (312) 781-1335, email@example.com
NFA suspends Marcin Jasinski, a former principal of Spencer Financial LLC
April 12, Chicago - National Futures Association (NFA) suspended from NFA membership Marcin Jasinski, a former principal of Spencer Financial LLC (Spencer), for a period of one year. Spencer was a futures commission merchant (FCM) and Forex Dealer Member located in New York City. The Decision, issued by an NFA Hearing Panel, is based on a Complaint filed in August 2006 and a settlement offer submitted by Jasinski.
The Hearing Panel found that Jasinski failed to adequately supervise Spencer's employees and agents in the conduct of their foreign currency (forex) activities. Jasinski must not act in any capacity requiring registration, nor act as a principal of any NFA Member during the suspension. In the event that Jasinski again becomes an NFA Member or Associate, he shall not act in a supervisory capacity for any NFA Member for a period of two years.
In November 2006, NFA ordered Spencer to withdraw from NFA membership and to never reapply for NFA membership or act as a principal of any NFA Member. See previous press release.
NFA is the premier independent provider of innovative and efficient regulatory programs that safeguard the integrity of the derivatives markets.