News & Notices | National Futures Association

Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

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October 13, 2011
National Futures Association: FCM and IB Anti-Money Laundering Program - Proposed Amendments to the Interpretive Notice to NFA Compliance Rule 2-9 (Effective January 3, 2012)

September 22, 2011
National Futures Association: Retail Forex Transactions - Proposed Amendments to NFA Financial Requirements Section 13 and the Interpretive Notice Entitled Forex Transactions (Effective January 2, 2012) and NFA Compliance Rule 2-40 and the Related Interpretive Notice Entitled Procedures for the Assignment or Liquidation of Forex Positions; Cessation of Customer Business (Effective November 15, 2011)

September 15, 2011
National Futures Association: Supervision of the Use of Electronic Trading Systems - Proposed Amendments to the Interpretive Notice to NFA Compliance Rule 2-36(e) (Effective November 15, 2011)

September 02, 2011
National Futures Association: Allocation of Bunched Retail Forex Orders for Multiple Accounts - Proposed Adoption of the Interpretive Notice to NFA Compliance Rule 2-10 (Effective June 18, 2012)

September 02, 2011
National Futures Association: Proposed Amendments to NFA's Bylaws 1301 and 1302 Regarding Dues and Assessments and the Interpretive Notice Entitled "Forex Transactions" (Effective February 1, 2012)

September 02, 2011
National Futures Association: Forex Price Changes - Proposed Adoption of the Interpretive Notice to NFA Compliance Rule 2-36 (March 26, 2012)

September 02, 2011
National Futures Association: Leverage Transactions Merchant Capital Requirements - Proposed Amendments to NFA Financial Requirements Section 6 (Effective October 3, 2011)

March 03, 2011
National Futures Association: Failure to Pay an Arbitration Award or Settlement - Proposed Amendments to NFA's Code of Arbitration Section 10 and Member Arbitration Rules Section 10 (Effective July 7, 2011)

March 03, 2011
National Futures Association: Forex Requirements - Proposed Amendments to Bylaws 301 and 306; Compliance Rules 2-10, 2-36 and 2-39; Code of Arbitration Section 1 and the Interpretive Notices Entitled Forex Transactions; NFA Compliance Rule 2-40: Procedures for the Bulk Assignment or Liquidation of Forex Positions: Cessation of Customer Business; and Compliance Rule 2-36(e): Supervision of the Use of Electronic Trading Systems (Effective October 1, 2011)

February 24, 2011
National Futures Association: Self-Audit Questionnaire - Proposed Amendments to the Interpretive Notice Entitled Compliance Rule 2-9: Self-Audit Questionnaires (Effective April 8, 2011)

February 24, 2011
National Futures Association: Exchange of Documents in NFA Arbitration Proceedings - Proposed Amendments to the Interpretive Notice Entitled Standard List of Documents to be Exchanged Under Section 8 of NFA's Code of Arbitration (Effective April 15, 2011)

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